🤯 Have you seen our AI stock pickers’ 2024 results? 84.62%! Grab November’s list now.Pick Stocks with AI

U.S. judge won't toss insider trading conviction of SAC's Martoma

Published 09/04/2014, 02:06 PM
Updated 09/04/2014, 02:10 PM
© Reuters Former SAC Capital Advisors portfolio manager Martoma walks out of the courthouse in downtown Manhattan, New York
PFE
-
PRGO
-

By Joseph Ax NEW YORK (Reuters) - A federal judge on Thursday refused to throw out the insider trading conviction of former SAC Capital portfolio manager Mathew Martoma, saying the trial evidence "overwhelmingly demonstrated Martoma's guilt."

The decision from U.S. District Judge Paul Gardephe, who oversaw the trial earlier this year, was in response to a request from Martoma and came ahead of his sentencing on Monday on conspiracy and securities fraud convictions.

A jury found Martoma, 40, guilty in February of engaging in what prosecutors claimed was the most lucrative insider trading scheme in history, enabling SAC to make profits and avoid losses of $275 million in trades in Elan Corp and Wyeth.

Elan was acquired last year by Perrigo Company Plc (N:PRGO), while Wyeth is now a unit of Pfizer Inc (N:PFE).

SAC itself pleaded guilty last year to insider trading and agreed to pay $1.8 billion to settle criminal and civil charges.

Martoma was convicted of trading on confidential tips from two doctors about a clinical trial for an Alzheimer's drug that was eventually deemed ineffective.

In addition to refusing to toss Martoma's conviction, Gardephe denied his request for a new trial. The judge rejected his contention that the key government witness – Sidney Gilman, a doctor who testified as part of a cooperation deal that he had given Martoma the clinical results – was unreliable.

"To the contrary, Dr. Gilman's account was – as to the key issues – supported by strong circumstantial evidence," Gardephe wrote.

Martoma also claimed the jury was tainted by widespread media reports regarding his expulsion from Harvard for doctoring a transcript.

But Gardephe said there was no evidence any juror had been exposed to that information.

Martoma's defense lawyer, Richard Strassberg, did not immediately respond to a request for comment.

Manhattan U.S. Attorney Preet Bharara has recommended a "substantial" prison term beyond the eight years recommended by probation officers, according to court filings.

An eight-year term would be among the stiffest insider trading penalties handed down in recent years. Lawyer Matthew Kluger received the longest U.S. insider trading sentence at 12 years after pleading guilty in 2011 to participating in a $37 million scheme.

Martoma is one of eight SAC employees to be convicted of insider trading. SAC's founder, Steven A. Cohen, has not been criminally charged.

The firm has changed its name to Point72 Asset Management and no longer manages outside money, instead focusing on Cohen's family fortune.

© Reuters. Former SAC Capital Advisors portfolio manager Martoma walks out of the courthouse in downtown Manhattan, New York

The case is U.S. v. Martoma, U.S. District Court for the Southern District, No. 12-973.

(Reporting by Joseph Ax; editing by Andrew Hay)

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers.
© 2007-2024 - Fusion Media Limited. All Rights Reserved.